-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGlBvx8AbFZxoFL+q5tHof8n76C+2OERlMt/kvWoSoZVurITNGTKX2aadEaVvg65 InPHCc5bMwSSqZyLUPnP3A== 0000950152-02-001927.txt : 20020415 0000950152-02-001927.hdr.sgml : 20020415 ACCESSION NUMBER: 0000950152-02-001927 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020319 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAMSON & SESSIONS CO SALARIED EMPLOYEES RETIREMENT PLAN CENTRAL INDEX KEY: 0001067894 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122 MAIL ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LAMSON & SESSIONS CO CENTRAL INDEX KEY: 0000057497 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 340349210 STATE OF INCORPORATION: OH FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-08208 FILM NUMBER: 02578371 BUSINESS ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122-7313 BUSINESS PHONE: 2164643400 MAIL ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122 SC 13G/A 1 l93383asc13ga.txt LAMSON & SESSIONS/INVESTMENT TRUST SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d - 1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* The Lamson & Sessions Co. - ------------------------------------------------------------------------------- (Name of Issuer) Common Shares, Without Par Value - ------------------------------------------------------------------------------- (Title of Class of Securities) 513696104 -------------------------------------------------- (CUSIP Number) December 31, 2001 ------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------------------- ------------------------------------- CUSIP NO. 513696104 13G Page 2 of 5 Pages - ---------------------------------------- ------------------------------------- - --------- ---------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Lamson & Sessions Co. Investment Trust for Retirement Trusts - --------- ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States, State of Ohio - --------- ---------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 860,856 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----- ---------------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 ----- ---------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 860,856 ----- ---------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------------------------- ----- ---------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 860,856 - --------- ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.25% - --------- ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - --------- ----------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT -2- SCHEDULE 13G ITEM 1(a). NAME OF ISSUER: The Lamson & Sessions Co. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 25701 Science Park Drive Cleveland, Ohio 44122 ITEM 2. 2(a) Name of Person Filing: The Lamson & Sessions Co. Investment Trust For Retirement Trusts 2(b) Address of Principal Business Office, or, if none, Residence: 25701 Science Park Drive Cleveland, Ohio 44122 2(c) Citizenship: United States, State of Ohio 2(d) Title of Class of Securities: Common Shares, without par value 2(e) CUSIP Number: 513696104 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: [ ] (a) Broker or dealer registered under Section 15 of the Exchange Act. [ ] (b) Bank as defined in Section 3(a)(6) of the Exchange Act. [ ] (c) Insurance company as defined in Section 3(a)(19) of the Exchange Act. [ ] (d) Investment company registered under Section 8 of the Investment Company Act. [ ] (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii) (E); [X] (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); [ ] (g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); [ ] (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; [ ] (i) A church plan that is excluded from the definition of an investment company under Section 3(b)(14) of the Investment Company Act; [ ] (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J). -3- If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See Item 9 on Page 2 (b) Percent of class: See Item 11 on Page 2 SCHEDULE 13G (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 5 on Page 2. (ii) Shared power to vote or to direct the vote: See Item 6 on Page 2. (iii)Sole power to dispose or to direct the disposition of: See Item 7 on Page 2. (iv) Shared power to dispose or to direct the disposition of: See Item 8 on Page 2. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: |_| ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. -4- ITEM 10. CERTIFICATION. By signing below, I certify that, to the best of my knowledge and belief, the Securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 18, 2002 -------------------------------------------- (Date) /S/ James J. Abel -------------------------------------------- James J. Abel Attorney-In-Fact* *Signed pursuant to a power of attorney, dated August 6, 1998, included as Exhibit 24 to the Schedule 13G filed with the Securities and Exchange Commission on January 31, 2001. -5- -----END PRIVACY-ENHANCED MESSAGE-----